| May 5th, 2017 05:43 PM | |
| Vishal Kotkar | Re: CMT exam paper transcription The sample questions for the Certified Medical Transcription examination question paper which is required for reparation purpose is as given below: 1. David Johnson, a senior analyst with a brokerage firm, decides to change his recommendation for the common stock of Pigeon Industries, Inc. from a “buy” to a “sell”. This change in investment advice is mailed to all the firm’s clients on Wednesday. Next day, a client calls in with a buy order for 500 shares of Pigeon Industries, Inc. In this circumstance, Johnson should: a) Accept the order. b) Advise the customer of the change in recommendation after accepting the order. c) Advise the customer of the change in recommendation before accepting the order. d) Not accept the order because it is contrary to the firm’s recommendation. 2. The mosaic theory holds that an analyst: a) Violates the Code and Standards if the analyst fails to have knowledge of and comply with the applicable laws. b) Can use material public information and nonmaterial nonpublic information in the analyst’s analysis. c) Should use all available and relevant information in support of an investment recommendation. d) Can use material and nonmaterial nonpublic information in the analyst’s analysis. 3. Bell is a portfolio manager. One of his firm’s clients has told Bell that he will compensate him beyond the compensation provided by his firm on the basis of the capital appreciation of his portfolio each year. Bell should: a) Accept the arrangement before obtaining permission from his employer. b) Obtain permission from his employer prior to accepting the compensation arrangement. c) Turn down the additional compensation because it will create undue pressure on him to achieve strong short-term performance. d) Turn down the additional compensation because it will result in conflicts with the interests of other client’s accounts 4. Which of the following is a correct statement of a member’s or candidate’s duty under the Code and Standards? a) In the absence of specific applicable law or other regulatory requirements, the Code and Standards govern the member’s or candidate’s actions. b) A member or candidate is required to comply only with applicable local laws, rules, regulations, or customs, even though the Code and Standards may impose a higher degree of responsibility or a higher duty on the member or candidate. c) A member or candidate who trades securities in a market where no applicable laws or stock exchange rules regulate the use of material nonpublic information may take investment action based on material nonpublic information. d) A member or candidate who trades securities in a market where stock exchange rules permit the use of material nonpublic information may take investment action based on material nonpublic information after obtaining prior approval from his/her supervisor. 5. Elizabeth is a financial analyst with XYZ Brokerage Firm. She is preparing a purchase recommendation on JNI Corporation. Which of the following situations is most likely to represent a conflict of interest for Elizabeth that would have to be disclosed? a) Elizabeth’s brother-in-law is a supplier to JNI. b) Elizabeth frequently purchases items produced by JNI. c) XYZ holds for its own account a substantial common stock position in JNI. d) Elizabeth’s experience with purchasing items produced by JNI has been extremely positive. 6. To increase the sensitivity of a 5x3 Point and Figure chart, one would: a) Increase the box size b) Decrease the box size c) Increase the number of boxes needed for a reversal d) Decrease the number of boxes needed for a reversal 7. A basic Point and Figure buy signal is triggered when: a) A new “X” is marked in the current column of Xs b) The current column of Xs rises above the previous column of Os by one box c) The current column of Xs rises above the previous column of Xs by one box d) The current column of Xs rises above the previous column of Xs by three boxes 8. In constructing a point and Figure chart, a new entry is added only when: a) Price has moved to a new high or low b) Volume confirms the price movement c) Price has moved less than the specified box size d) Price has moved equal to or more than the specified box size 9. Fungibility is: a) Interchangeability of financial assets on distinct terms b) Interchangeability of financial assets on identical terms c) The ability of trends to act differently over similar periods d) The ability of trends to act similarly over different periods 10. Seasonality is a cycle that occurs: a) Monthly b) Quarterly c) Half-yearly d) Yearly 11. When the Stochastic indicator crosses below 20, it is signaling a) The need to sell and liquidate a position for cash b) An opportunity for a trader to buy c) The lowest price in the last 20 sessions has just occurred d) The price is vulnerable to a reversal, but no action needs to be taken just yet. 12. Which of the following principles describes a characteristic of related cycles a) harmonics b) phase shift c) summation d) fourier analysis 13. Which of the following formations is often called a coil? a) Flag b) Diamond Top c) Wedge d) Symmetrical Triangle 14. Bullish support lines on a 3-box reversal Point and Figure chart are drawn at a _____ degree angle: a) 45 b) 60 c) 75 d) 90 15. The stock multiplication factor to adjust for a 30% stock dividend on a Point and Figure chart is: a) 1.1 b) 1.3 c) 1.33 d) 0.70 16. Which chart type uses more than one data point to plot a particular time interval? a) Line b) Tick c) Candlestick d) Point and Figure 17. __________ mean is the best choice when averaging ratios that can be either fractions or percentages: a) Arithmetic b) Geometric c) Quadratic d) Harmonic 18. Kurtosis refers to the: a) Peakedness or flatness of a distribution b) Amount of distortion from a symmetrical distribution c) Measures of dispersion that describe the shape of the data points d) Persistence in data that suggests future data can be predicted using past data 19. Standard deviation is calculated by taking the square root of: a) Variance b) Mean deviation c) Quadratic mean d) Geometric mean 20. If the daily returns are constant, they can be converted to annualized risk by multiplying the daily return with the square root of: a) 365 b) 360 c) 252 d) 260 21. The Sharpe ratio is a measure of: a) Risk b) Volatility c) Performance d) System robustness |
| May 5th, 2017 05:43 PM | |
| Unregistered | Re: CMT exam paper transcription Hi I would like to have the sample questions for the Certified Medical Transcription examination question paper which is required for reparation purpose? |
| February 12th, 2013 10:27 AM | |
| mandeep | CMT exam paper transcription Give me question paper of CMT? |
